Company structure

Company Licenses

PT Buana Capital Sekuritas is registered on the Financial Services Authority (OJK) with registration number:

• KEP-172/PM/1992, April 10,1992
• KEP-01/BL/PEE/2011, March 30,2011

Licensed Employees of PT Buana Capital Sekuritas

Individual Representative Permission	Number of Licensees
Broker-Dealer Representative	22
Broker-Dealer-Marketing Representative	1
Underwriter Representative	8
Deputy Investment Manager	4

Governance of PT Buana Capital Sekuritas

Board Of Directors And Board Of Commissioners

Work guidelines is one of the Company’s Commitments in implementing Good Corporate Governance consistently in running company activities by implementing GCG principles of Transparency, Accountability, Independence and Fairness adjusted to the regulations of the Financial Services Authority.

The Board Of Director’s work guidelines objective to provide guidelines and work ethics for the Board Of Directors in improving the effectiveness of the implementation of the duties and responsibilities of the Board OF Directors.

The Board Of Commissioner’s guidelines its goal to assist the board of commissioners in implementing its duties and authorities in supervision of The Board Of Directors.

Code Of Conduct

Implementation of business activities based on good business ethics, behavior reasonable, proper and reliable, in conducting interactions related to business relationships, for business or collaborations and applied in the company including Integrity, Competence, Teamwork, Quality for Customer Satisfaction, Creative, Careful.

Function And Risk Management Policies

One of the implementations of Good Corporate Governance at PT Buana Capital Sekuritas has a Risk Management policy to identify and assess risks so that there are no potential or significant risks that are not addressed by the company. This helps Management to provide direction for the company in seeing the effects that may arise both in the short and long term for the successful achievement of company goals.

Functions And Internal Audit Compliance And Policy

Compliance policy and the Audit Charter in carrying out their functions are in charge of supervising the company, by conducting periodic internal checks to achieve Good Corporate Governance in accordance with applicable laws or regulations.